Skip to main content

Section 3.2 Open and Closed Sets

You are certainly familiar with the notion of open and closed intervals in R. In this section we want to generalise these notions to subsets of RN. We call an interval IR open, if its endpoints do not belong to I. Hence, if we pick an arbitrary point in x0I and move a little bit to the left or to the right we stay in the interval. Mathematically we can express this by saying that for every x0I there exists a small interval (x0ε,x0+ε) which is entirely contained in I. If I is an arbitrary interval we call such a point x0I an interior point of I. The same ideas can be applied to subsets of RN. A point x0 in URN is called an interior point if we can move a little bit in every direction without immediately leaving U. Mathematically we can express this by requiring that a small ball about x0 be entirely contained in the set U.

Definition 3.7. Open N-ball.

Given x0RN and r>0 we set
Br(x0):={xRN:xx0<r}.
We call the set Br(x0) the open ball in RN (or the open N-ball) with radius r centred at x0.
If N=1 then Br(x0) is simply the interval (x0r,x0+r). If N=2 then Br(x0) is an (open) disc centred at x0 with radius r, and for N=3 it is really a ball. We could distinguish between these different cases and expressions, but it is more convenient to call Br(x0) simply a “ball,” no matter what the ‘dimension’ of the space is.
As motivated before we make the following definition.

Definition 3.8. interior point.

We call x0 an interior point of URN if there exists ε>0 such that Bε(x0)U. The set of all interior points of U is called the interior of U. We denote the interior of a set by int(U).
Certain sets have only interior points. They are called open sets.

Definition 3.9. Open set.

A set URN is said to be an open set if all its points are interior points. In other words, U is open if and only if U=int(U).
If I is an interval, its endpoints may or may not belong to it. In any case they play a special role. They are the points where we can ‘enter’ or ‘exit’ the interval with an arbitrarily small move. The set of all endpoints of an interval we also call the boundary of the interval. For subsets of RN the boundary is defined the same way, namely as the set of points, where we can ‘enter’ or ‘exit’ the set with an arbitrarily small move. Here is a precise mathematical definition.

Definition 3.10. boundary of a set.

Let URN. Points in RN which are not interior points of U or its complement are called boundary points of U. The set of boundary points of U is denoted by U, and is called the boundary of U.
In Figure 3.11 interior and boundary points of a set in R2 are shown, together with a ball centred at them as required in the definition. Note that, as we get close to the boundary of the set the balls about an interior point might be very small.
Figure 3.11. Interior and boundary points of a set and its complement.
Moreover, as with the endpoints of an interval, the boundary of a set may or may not belong to the set. Sometimes only part of the boundary of a set belongs to the set, as with a half open interval.

Definition 3.12. Closed set.

A set URN is called a closed set or closed if UU. Equivalently, we can say U is closed if the complement of U is open.
Sometimes it is useful to look at the ‘closure’ of a set.

Definition 3.13. Closure.

If URN then UU is called the closure of U. We denote the closure of U by U.

Remark 3.14.

The closure of a set URN can also be characterised as the smallest closed set containing U. Moreover, note that U=U if U is a closed set, and that U=int(U) if U is open.
We want to give now some examples illustrating the above definitions.

Example 3.15.

The intervals (1,4), (2,) or (,10) are open sets in R, whereas [1,4], [2,) or (,10] are closed sets in R. The last three sets are in fact the closures of the first three sets.

Example 3.16.

The set U:={1/nnN} is not open and not closed in R. Zero does not belong to the set U, but for every ε>0 the intersection U(ε,ε) is non-empty. Hence zero is not an interior point of the complement. It is also not an interior point, and thus it belongs to the boundary of U. The set U{0} is a closed set, in fact it is the closure of U. The set does not have interior points as every interval about a point in U, no matter how small, contains a point not in U. Hence U=U{0}=U. Visualise the situation by drawing a picture!

Example 3.17.

The set U:={(x,y)R2x24y2>1} is an open set in R2. It can be characterised as the set of points, (x,y), satisfying |x|>4y2+1. The shaded part in Figure 3.18 is the set, and the dashed line is its boundary.
Figure 3.18. The set U:={(x,y)R2x24y2>1}.

Example 3.19.

The line segment {(x,0)R2x(0,5)} is not open and not closed in R2. It has no interior. Its boundary is {(x,0)R2x[0,5]}. This is in contrast to the interval (0,5) in R which is open, and whose boundary is the set {0,5}. Hence ‘boundary’, ‘interior’ and ‘closure’ depend on the underlying space.